Jeweller
After a higher rating
When a person is rated medium or high risk, eAML looks at these rules: the extra steps of enhanced due diligence, and the alert on the case.
Checks
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Adds a check Customer
Check: Adverse media screening
When the customer is rated medium or high risk, if the customer has just been rated high risk, eAML adds the check “Adverse media screening” for the customer, started by an officer.
Questions
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Sends a form Customer
Form: Source of funds declaration
When the customer is rated medium or high risk, if the customer has just been rated high risk, eAML sends the customer a form: “Source of funds declaration” (7 questions). -
Sends a form Customer
Form: Source of wealth declaration
When the customer is rated medium or high risk, if the customer has just been rated high risk, eAML sends the customer a form: “Source of wealth declaration” (7 questions).
Alerts
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Raises an alert
Alert: Case risk escalated to medium or high
When someone is rated medium or high risk, eAML raises the alert “Case risk escalated to medium or high” on the case.